At Fogler, Rubinoff, we believe that making a difference begins with trust. Experience and sound judgment earn it. Client relationships are built on it. Results keep it.

Securities Registrant Regulation and Compliance


We are focused on assisting our clients negotiate the dynamic and complex regulatory environments in which they conduct business. We are constantly updating our knowledge base in order to provide our clients with practical and actionable advice. We have solid relationships with Canada's principal securities regulators, with whom we are in constant dialogue, both on a formal and informal basis. Our specific services include:

  • registration
  • regulatory compliance
  • continuous disclosure
  • regulatory investigations

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