At Fogler, Rubinoff, we believe that making a difference begins with trust. Experience and sound judgment earn it. Client relationships are built on it. Results keep it.

券商注册监管和法规遵守

OVERVIEW

我们专注于帮助客户协调复杂多变的监管环境,以利于他们更好的开展业务。我们不断更新我们的知识基础,以便为客户提供更为实用、可操作的建议。我们与加拿大主要证券监管机构有稳固的合作关系,在正式和非正式的层面,均保持信息互动。具体服务包括:

  • 注册
  • 法规遵守
  • 持续披露
  • 监管调查
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